UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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ITEM 8.01 OTHER EVENTS
On July 29, 2022, Aeluma, Inc., a Delaware corporation (the “Company”), announced that it had received notification from the Company's market maker, The Benchmark Company (“Benchmark”), that the Financial Industry Regulatory Authority (“FINRA”) released its letter clearing the Form 211 application filed by Benchmark on behalf of the Company, and granting to Benchmark the approval to begin the quotation process.
The Company also announced that it has been assigned the ticker symbol “ALMU.” The Company is in the final stages of clearing its application with the OTC Market Place, with the intention to uplist its common stock from Pink Current to the OTCQB in the near future.
On July 29, 2022, the Company also issued a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing the foregoing.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
| Exhibit No. | Description | |
| 99.1 | Press Release dated July 29, 2022 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AELUMA, INC. | ||
| Date: July 29, 2022 | By: | /s/ Jonathan Klamkin |
| Jonathan Klamkin | ||
| President, Chief Executive Officer and Director | ||
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