FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Paglia John Kenneth
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2021
3. Issuer Name and Ticker or Trading Symbol
Aeluma, Inc. [NONE]
(Last)
(First)
(Middle)
27 CASTILIAN DR.
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

GOLETA, CA 93117
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 12,500
D
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options 02/28/2022 02/28/2032 Common Stock 12,500 (1) $ 2 D  
Common Stock Options 05/31/2022 05/31/2032 Common Stock 12,500 (1) $ 2 D  
Common Stock Options 07/02/2021 07/02/2031 Common Stock 2,500 $ 2 D  
Common Stock Options 08/02/2021 08/02/2031 Common Stock 2,500 $ 2 D  
Common Stock Options 09/02/2021 09/02/2031 Common Stock 2,500 $ 2 D  
Common Stock Options 10/02/2021 10/02/2031 Common Stock 2,500 $ 2 D  
Common Stock Options 05/09/2022 05/09/2032 Common Stock 4,188 (2) $ 2 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Paglia John Kenneth
27 CASTILIAN DR.
GOLETA, CA 93117
  X      

Signatures

/s/ John Kenneth Paglia 04/05/2022
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Pursuant to Mr. Paglia's Director Agreement dated December 1, 2021, he received an option to purchase an aggregate 125,000 shares of the Issuer's common stock that vest in equal quarterly increments, with 50,000 earned for 1 year of service, an additional 37,500 earned for a second year of service, if re-elected, and the final 37,500 earned for a third year of service, if re-elected.
(2) Mr. Paglia is entitled to additional options for his service on our corporate governance committees: 10,000 as Chair of the Audit Committee, 3,750 as member of the compensation committee and 3,000 as member of the nomination/governance committee. All of those options are payable in quarterly increments with immediate vesting.

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