UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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ITEM 5.02 ELECTION OF DIRECTORS
On November 24, 2021, Aeluma Inc.’s (the “Company”) board of directors approved the appointment of Mr. John Paglia to its board of directors and his independent director agreement, (the “Director Agreement”), which sets his compensation and establishes other terms and conditions governing his service on the Company’s Board. The Director Agreement is filed hereto as Exhibit 10.1. Mr. Paglia will serve as an independent director.
Mr. Paglia does not have any family relationship with any director or executive officer of the Company and has not been involved in any transaction with the Company during the past two years that would require disclosure under Item 404(a) of Regulation S-K.
Item 8.01 Other Events.
On November 30, 2021, the Company will issue a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing Mr. Paglia’s appointment.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
| Exhibit No. | Description | |
| 10.1 | Director Agreement by and between the Company and John Paglia | |
| 99.1 | Press Release dated November 30, 2021 | |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AELUMA, INC. | ||
| Date: November 30, 2021 | By: | /s/ Jonathan Klamkin |
| Jonathan Klamkin | ||
| President, Chief Executive Officer and Director | ||
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